Master the Fundamentals of Personal Account Dealing Compliance
Navigating the intricate landscape of Personal Account Dealing (PAD) compliance is crucial for anyone involved in the financial services industry.
Our comprehensive course demystifies the essentials, providing you with a clear understanding of who PAD regulations concern, the legal framework under MiFID II and MAR, and real-world examples of contraventions.
Gain insights into the severe consequences of non-compliance and equip yourself with the knowledge to ensure adherence to these critical regulatory standards.
Enrol today for free and take a decisive step towards safeguarding your professional integrity and advancing your career in financial services.
Register to the course
What else can you expect from this course?
Contraventions under MiFID II and MAR
Frequent obstacles that hinder compliance
Strategies for dealing with PAD and conflicts of interest
How to digitise PAD and conflict of interest compliance
Who should attend?
This training is designed for anyone interested in learning the fundamentals of Personal Account Dealing, including Compliance and PAD professionals, financial market professionals, and CFOs and CEOs.
