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Compliance Resources

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Market Abuse Regulation Guide for Issuers

What are an issuer's obligation and requirements under MAR? Ensure compliance with the Market Abuse Regulation as an issuer.
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Personal Account Dealing: Do You Meet the Latest Requirements?

This checklist is invaluable for businesses who are intent on maintaining compliance and avoiding market abuse or manipulation.
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Whistleblowing Policy Template

Get your whistleblowing policy template based on the EU Whistleblowing Directive. Download and customise it to your internal whistleblowing procedures.
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7 Compliance Risks Of Employee Personal Trading

In the ebook: what the law says about employee personal trading, the 7 risks of failing to monitor employee personal trades and 6 steps to mitigate them
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This is your official confirmation. Thank you for joining ComplyLog Newsletter. While you wait for the next issue of ComplyLog, check out the latest articles and references.
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Market Abuse Regulation: How to Ensure Your Insider Lists Are Compliant

Learn how to ensure your insider lists are compliant with MAR regulations.
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The 6 most common pitfalls of MAR compliance

Download this e-book to discover the most common pitfalls and misconceptions around MAR compliance based on a survey with over 400 companies across Europe.
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Are you ready for the EU Whistleblower Directive?

This e-book covers the essential topics for any organisation with more than 50 employees to comply with the EU Whistleblower Directive.
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The Stress-Free Guide To Implementing A Whistleblowing System

Guide to implement whistleblowing system for organisations with 50+ employees. Covers directive's requirements and key questions.
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