Skip to content

EBOOK

7 Compliance Risks Of Employee Personal Trading

What else is inside the ebook?

  • What MAR and MiFID II say about employee trading
  • Why trade pre-clearance is extremely important
  • Solutions to automate your personal trade monitoring processes

 

Download your ebook

What's inside the guide?

What the law says about employee personal trading

The 7 risks of failing to monitor employee personal trades

The 6 action steps to mitigate these risks

Download the ebook

DOWNLOAD
ebook-cover-7-compliance-risks