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7 Compliance Risks Of Employee Personal Trading

What else is inside the ebook?

  • What MAR and MiFID II say about employee trading
  • Why trade pre-clearance is extremely important
  • Solutions to automate your personal trade monitoring processes


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What's inside the guide?

What the law says about employee personal trading

The 7 risks of failing to monitor employee personal trades

The 6 action steps to mitigate these risks

Download the ebook