7 Compliance Risks Of Employee Personal Trading

What’s inside the guide?

  • What the law says about employee personal trading
  • The 7 risks of failing to monitor employee personal trades
  • The 6 action steps to mitigate these risks

 

What else is inside the ebook?

  • What MAR and MiFID II say about employee trading
  • Why trade pre-clearance is extremely important
  • Solutions to automate your personal trade monitoring processes

 

7 Compliance Risks Of Employee Personal Trading

Download the ebook

Take me to the top