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EBOOK

Market Abuse Regulation: How to Ensure Your Insider Lists Are Compliant

 

Understanding the correct procedure and required formats for creating insider lists is imperative for your compliance with the Market Abuse Regulation (MAR), as well as for the integrity of the market in general. 

What you will find in this checklist:

  • Get a clear understanding of what an insider list is and how the term 'inside information' is defined by MAR
  • Find out if you are required to draw up an insider list under the Market Abuse Regulation
  • When to draw up insider list and when to disclose inside information
  • ESMA requirements to delay the disclosure of inside information
  • How to ensure you adhere to the required format
  • Who should be notified when you create an insider list

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What else will you find in this guide?

Find out if you’re obliged to keep an insider list

How to keep record of a delayed disclosure

Learn when to draw up event-based vs permanent insider lists

Discover how and when to inform the National Competent Authority

Download your guide to MAR compliant insider lists

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