EBOOK

Advisors' Guide to MAR Insider Lists: Challenges & Solutions

As an advisor, navigating the requirements for compliant insider lists can be complicated, but it doesn't have to be. In this ebook, you will discover the challenges that apply to advisory firms, the most effective solutions, and real-life cases of non-compliance.

Read the ebook to learn more about:

• Understanding when you must create an insider list as an advisor
• Managing multiple clients within the same management account
• Informing insiders with a smooth and time-efficient communication flow

All this and more is available in the new Advisors' Guide to MAR Insider Lists.