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GUIDE

Issuers' Guide to the Market Abuse Regulation

Key Insights for Compliance Professionals

What is inside this guide?

  • The guide describes an issuer's obligation to manage insider lists.
  • It covers delayed disclosure and unlawful disclosure of inside information (material non-public information).
  • It also elaborates on the key requirements of a closed period under the Market Abuse Regulation
  • The guide discusses what Persons Discharging Managerial Responsibilities (PDMRs) are and how PDMR transactions are defined.

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What else is discussed in this guide?

The 7 behaviours that qualify as market abuse

Sanctions and penalties of market abuse

How to stay compliant and simplify MAR compliance with automated insider list management

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