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MiFID II Compliance Checklist: Everything You Need to Do 

This checklist provides the essentials to navigate the complexities of MiFID II compliance, offering practical steps for investment firms, market operators, and service providers within the EU. With this checklist, you will gain insights into:

  • Comprehensive strategies for preventing market abuse and insider trading
  • How to prevent conflicts of interest from happening
  • Methods to safeguard investor trust and maintain market integrity
  • Key actions to ensure your business meets all MiFID II requirements seamlessly

Equip your organisation with the knowledge and tools needed to achieve full compliance and take the first step towards mastering MiFID II.

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What else can you expect from this ebook?

Leveraging tools to support seamless MiFID II compliance

How to strengthen your employee personal trading activity

Step-by-step guidance for implementing compliance

Tips for managing expanded regulatory reach to maintain consistent standards

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