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MiFID II Compliance Checklist: Everything You Need to Do
This checklist provides the essentials to navigate the complexities of MiFID II compliance, offering practical steps for investment firms, market operators, and service providers within the EU. With this checklist, you will gain insights into:
- Comprehensive strategies for preventing market abuse and insider trading
- How to prevent conflicts of interest from happening
- Methods to safeguard investor trust and maintain market integrity
- Key actions to ensure your business meets all MiFID II requirements seamlessly
Equip your organisation with the knowledge and tools needed to achieve full compliance and take the first step towards mastering MiFID II.