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- Insider Trading
Failure to Act in the Best Interests of Clients Leads to More Than €35 Million in Sanctions
Three individuals from the financial sector were found to have manipulated the markets and breached their professional obligations by the regulator...
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The Sports Governing Body That Went Public With Its Investigation
A European-based world governing body of a sport (Organisation A) went public with an investigation into the leader (Person A) of one of its teams...
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The Bank Fined for Forgetting to Report on PDMR Trades
A European bank (Company A) was fined by its country’s regulator following a share issue in which management figures were offered the chance to...
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The Director Who Traded During a Closed Period
A professor who served on the board of a European software vendor was fined €60,000 for trading in the company’s shares during a closed period. The...
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The Whistleblower Jailed for Revealing the Misuse of Public Money
In the mid-2010s, an official at a trade union in a European country became suspicious about the misuse of funds that had been designated to support...
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The Whistleblower Fired Three Times for Exposing Criminal Activity
A security officer for a publicly owned transportation company in a European country had three dismissals overturned by a judge after an employment...
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Jail and €2 Million in Fines For Two Executives Guilty of Insider Dealing
Two European executives were found to have committed insider dealing, following an extensive investigation by their home country’s financial...
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When Public Disclosure Wipes Billions From a Company’s Value
A European retailer lost nearly €2 billion from its value in three months following a journalistic investigation into its poor working conditions,...
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The Bankers Who Spoofed Orders to Move the Markets
Two European bankers (Person A and Person B) were found guilty of manipulating the price of precious metals during their employment with an EU-based...
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