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- Insider Trading
Asset Management Company and its Owner Fined for Insider Dealing
The owner of an asset management company (hereafter referred to as Company A) admitted that both he and the business had committed insider dealing....
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The Importance of Confidential Whistleblowing Reporting
A hospital in an EU country enlisted an IT firm to provide a whistleblowing reporting system. The solution was aimed at allowing staff members to...
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The Whistleblowers Prosecuted For Exposing A Multinational
In the mid-2010s, two European whistleblowers, referred to here as Person A and Person B, passed on information that they had acquired in their role...
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The Bank That Received US$2.5 Billion In Penalties
A multinational bank was subject to an investigation in both the USA and the UK over allegations that some of its employees had manipulated an...
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AMF Issues Market Abuse Regulation Penalties Worth Millions of Euros in France
The Autorité des Marchés Financiers (AMF), France's financial markets authority, has imposed penalties totalling several million euros on three...
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The Investigation into a Bank’s Corporate Trip
Corporate trips away are a common occurrence in companies. With multinationals bringing together employees from across the globe, there is the...
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The Bank That Ignored Money Laundering
A trader for a significant European bank uncovered suspicious payments being run through one of its branches in the Baltic states. The whistleblower...
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The €17 Million Drug Fraud
In the mid-2010s, a pharmacy business in a European country was growing so quickly that members of its accounts department later admitted they were...
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How a Speak-Up Culture Can Prevent Reputational Damage
A European care home firm was already under investigation over the living conditions of residents and facing criminal charges from its national...
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