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Featured Resources
- whistleblowing
- EBook
The Stress-Free Guide To Implementing A Whistleblowing System
Guide to implement whistleblowing system for organisations with 50+ employees. Covers directive's requirements and key questions.
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- personal account dealing
- EBook
How to Simplify Pre-clearance of Employee Trades
Risks of employee trades, MAR & MiFID II responsibilities
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- financial market regulations
- EBook
The State Of MAR: The Latest Sanctions And Pitfalls
MAR changes on identifying inside informationWhy regulators find social media concerning EU Non-compliance trendsMAR sanctions & pitfalls: Case studies
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- whistleblowing
- EBook
5 Reasons To Improve Your Whistleblowing Process
This ebook outlines how your whistleblowing process affects your culture and reputation and how to create a robust process that facilitates reporting
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This is your official confirmation. Thank you for joining ComplyLog Newsletter. While you wait for the next issue of ComplyLog, check out the latest articles and references.- personal account dealing
- EBook
How To Speed Up The Pre-Clearance Of Employee Trades
Discover the cost of failing to monitor employee trades, 5 pitfalls of not having a pre-clearance system and guidelines for the personal trading policy
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Price of Misconduct and Why You Should Embrace Whistleblowers
Discover why whistleblowing is crucial beyond ethics and compliance. Get a 6-point plan & 3 reasons to embrace whistleblowers. Includes case studies.
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- financial market regulations
- EBook
4 years of MAR: Sanctions, pitfalls & the future
Discover the main challenges faced by issuers when it comes to Market Abuse Regulation compliance
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