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Compliance Resources

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The Stress-Free Guide To Implementing A Whistleblowing System

Guide to implement whistleblowing system for organisations with 50+ employees. Covers directive's requirements and key questions.
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How to Simplify Pre-clearance of Employee Trades

Risks of employee trades, MAR & MiFID II responsibilities
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  • EBook

The State Of MAR: The Latest Sanctions And Pitfalls

MAR changes on identifying inside informationWhy regulators find social media concerning EU Non-compliance trendsMAR sanctions & pitfalls: Case studies
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5 Reasons To Improve Your Whistleblowing Process

This ebook outlines how your whistleblowing process affects your culture and reputation and how to create a robust process that facilitates reporting
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This is your official confirmation. Thank you for joining ComplyLog Newsletter. While you wait for the next issue of ComplyLog, check out the latest articles and references.
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How To Speed Up The Pre-Clearance Of Employee Trades

Discover the cost of failing to monitor employee trades, 5 pitfalls of not having a pre-clearance system and guidelines for the personal trading policy
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Price of Misconduct and Why You Should Embrace Whistleblowers

Discover why whistleblowing is crucial beyond ethics and compliance. Get a 6-point plan & 3 reasons to embrace whistleblowers. Includes case studies.
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  • EBook

4 years of MAR: Sanctions, pitfalls & the future

Discover the main challenges faced by issuers when it comes to Market Abuse Regulation compliance
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