- market abuse
- EBook
Guide for Advisors on Navigating the Market Abuse Regulation
Discover your responsibiities and obligations under the Market Abuse Regulation as an advisor.
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- market abuse
- EBook
Market Abuse Regulation Guide for Issuers
What are an issuer's obligation and requirements under MAR? Ensure compliance with the Market Abuse Regulation as an issuer.
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- personal account dealing
- EBook
7 Compliance Risks Of Employee Personal Trading
In the ebook: what the law says about employee personal trading, the 7 risks of failing to monitor employee personal trades and 6 steps to mitigate them
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- financial market regulations
- EBook
Market Abuse Regulation: How to Ensure Your Insider Lists Are Compliant
Learn how to ensure your insider lists are compliant with MAR regulations.
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- financial market regulations
- EBook
The 6 most common pitfalls of MAR compliance
Download this e-book to discover the most common pitfalls and misconceptions around MAR compliance based on a survey with over 400 companies across Europe.
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- whistleblowing
- EBook
Are you ready for the EU Whistleblower Directive?
This e-book covers the essential topics for any organisation with more than 50 employees to comply with the EU Whistleblower Directive.
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- whistleblowing
- EBook
The Stress-Free Guide To Implementing A Whistleblowing System
Guide to implement whistleblowing system for organisations with 50+ employees. Covers directive's requirements and key questions.
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- personal account dealing
- EBook
How to Simplify Pre-clearance of Employee Trades
Risks of employee trades, MAR & MiFID II responsibilities
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