1 2 3 4 5 6 7 8 9
- Insider Trading
Jail and €2 Million in Fines For Two Executives Guilty of Insider Dealing
Two European executives were found to have committed insider dealing, following an extensive investigation by their home country’s financial...
Read More
When Public Disclosure Wipes Billions From a Company’s Value
A European retailer lost nearly €2 billion from its value in three months following a journalistic investigation into its poor working conditions,...
Read More
The Bankers Who Spoofed Orders to Move the Markets
Two European bankers (Person A and Person B) were found guilty of manipulating the price of precious metals during their employment with an EU-based...
Read More
The Fraud That Led to Restrictions on Employee Personal Trades
Employees at a European financial regulator (Organisation A) were subject to stringent employee personal trade monitoring procedures following the...
Read More
The Bank Accused of Having a Problem With Front-Running
A European person, known hereafter as Person A, was found to have defrauded a client (Company A) of the major international bank (Company B) for...
Read More
When Suspicious Trading Leads to a Conviction for Insider Trading
A man admitted in court that he made trades in the shares of a pharmaceutical company (Company A) based on protected information, becoming the first...
Read More
The Importance of Understanding What is Inside Information
A European energy company (Stakeholder A) was fined nearly €2.5 million after it unlawfully delayed the disclosure of inside information. The company...
Read More
When Delayed Disclosure of Inside Information Leads to Insider Dealing
A European biotech firm unlawfully delayed the disclosure of two pieces of inside information that could have proved detrimental to its share price....
Read More
The Trader Who Was Fined €14 Million for Insider Dealing
In the mid-2010s, a trader based in an EU country received what was at the time a record fine for insider dealing. The experienced investor...
Read More
Sign up for our newsletter
Stay up to date with the latest news and products