1 2 3 4 5 6 7 8 9
Browse real-life case studies, examining the disastrous financial and reputational implications of insider trading, mistreatment and other forms of misconduct.
Featured case study
![Post Picture](https://info.complylog.com/hs-fs/hubfs/CPL_Stock-images_Price-of-Miscondct-4-A_050124.jpeg?width=674&height=405&name=CPL_Stock-images_Price-of-Miscondct-4-A_050124.jpeg)
The Fraud That Led to Restrictions on Employee Personal Trades
Employees at a European financial regulator (Organisation A) were subject to stringent employee personal trade monitoring procedures following the...
Read More
![Post Picture](https://info.complylog.com/hubfs/2.%20ComplyLog/3.%20Visual%20assets/6.%20Stock%20imagery%20and%20graphics/Corporate%20Governance%20vs%20Real%20Governance.jpg)
The Bank Accused of Having a Problem With Front-Running
A European person, known hereafter as Person A, was found to have defrauded a client (Company A) of the major international bank (Company B) for...
Read More
![Post Picture](https://info.complylog.com/hubfs/CPL_Stock-images_Price-of-Miscondct-2_050124.jpg)
When Suspicious Trading Leads to a Conviction for Insider Trading
A man admitted in court that he made trades in the shares of a pharmaceutical company (Company A) based on protected information, becoming the first...
Read More
![Post Picture](https://info.complylog.com/hubfs/2.%20ComplyLog/3.%20Visual%20assets/6.%20Stock%20imagery%20and%20graphics/The-Importance-of-Understanding-What-is-Inside-Information-square.jpg)
The Importance of Understanding What is Inside Information
A European energy company (Stakeholder A) was fined nearly €2.5 million after it unlawfully delayed the disclosure of inside information. The company...
Read More
![Post Picture](https://info.complylog.com/hubfs/2.%20ComplyLog/3.%20Visual%20assets/6.%20Stock%20imagery%20and%20graphics/When-Delayed-Disclosure-of-Inside-Information-Leads-to-Insider-Dealing-square.jpg)
When Delayed Disclosure of Inside Information Leads to Insider Dealing
A European biotech firm unlawfully delayed the disclosure of two pieces of inside information that could have proved detrimental to its share price....
Read More
![Post Picture](https://info.complylog.com/hubfs/2.%20ComplyLog/3.%20Visual%20assets/6.%20Stock%20imagery%20and%20graphics/The-Trader-Who-Was-Fined-14-Million-for-Insider-Dealing-square.jpg)
The Trader Who Was Fined €14 Million for Insider Dealing
In the mid-2010s, a trader based in an EU country received what was at the time a record fine for insider dealing. The experienced investor...
Read More
![Post Picture](https://info.complylog.com/hubfs/2.%20ComplyLog/3.%20Visual%20assets/6.%20Stock%20imagery%20and%20graphics/The-Whistleblower-Who-Exposed-the-Multinationals-Misconduct-Fuelled-Expansion.jpg)
The Whistleblower Who Exposed the Multinational’s Misconduct-Fuelled Expansion
In 2022, a former high-ranking official at a major tech firm leaked 124,000 confidential documents to a newspaper that shared the information with...
Read More
![Post Picture](https://info.complylog.com/hubfs/2.%20ComplyLog/3.%20Visual%20assets/6.%20Stock%20imagery%20and%20graphics/The-Company-Failures-That-Led-to-Salmonella-in-Babies.jpg)
The Company Failures That Led to Salmonella in Babies
A dairy company’s failure to act on information about long-standing contamination in a partner organisation’s factory led to babies displaying...
Read More
![Post Picture](https://info.complylog.com/hubfs/2.%20ComplyLog/3.%20Visual%20assets/6.%20Stock%20imagery%20and%20graphics/The-Bank-That-Failed-to-Create-and-Populate-Insider-Lists-square.jpg)
The Bank That Failed to Create and Populate Insider Lists
In the late 2010s, a large European bank released two public statements regarding high-profile departures from its senior management team. Both...
Read More