- corporate compliance
- EBook
Compliance Insights 2024 | Ebook
Dive into the 2024 evolution of the regulatory landscape including forthcoming and already implemented legislative changes.
Download
- market abuse
- EBook
Guide for Advisors on Navigating the Market Abuse Regulation
Discover your responsibiities and obligations under the Market Abuse Regulation as an advisor.
Download
- market abuse
- EBook
Market Abuse Regulation Guide for Issuers
What are an issuer's obligation and requirements under MAR? Ensure compliance with the Market Abuse Regulation as an issuer.
Download
- personal account dealing
- Checklist
Personal Account Dealing: Do You Meet the Latest Requirements?
This checklist is invaluable for businesses who are intent on maintaining compliance and avoiding market abuse or manipulation.
Download
Navigate compliance with ease
Subscribe to the Compliance Alliance newsletter to stay up to date
You have successfully subscribed!
This is your official confirmation. Thank you for joining ComplyLog Newsletter. While you wait for the next issue of ComplyLog, check out the latest articles and references.
- whistleblowing
- Template
Whistleblowing Policy Template
Get your whistleblowing policy template based on the EU Whistleblowing Directive. Download and customise it to your internal whistleblowing procedures.
Download
- personal account dealing
- EBook
7 Compliance Risks Of Employee Personal Trading
In the ebook: what the law says about employee personal trading, the 7 risks of failing to monitor employee personal trades and 6 steps to mitigate them
Download
- financial market regulations
- EBook
Market Abuse Regulation: How to Ensure Your Insider Lists Are Compliant
Learn how to ensure your insider lists are compliant with MAR regulations.
Download
- financial market regulations
- EBook
The 6 most common pitfalls of MAR compliance
Download this e-book to discover the most common pitfalls and misconceptions around MAR compliance based on a survey with over 400 companies across Europe.
Download